About NBIN
National Bank Independent Network (NBIN) is one of Canada’s leading providers of custodial, trading, clearing, settlement and recording keeping services to independent registered portfolio managers and introducing brokers. It is a qualified custodian that operates under applicable securities laws an provides services to over 400 independent firms from coast to coast. NBIN is a fully owned subsidiary of National Bank of Canada (NBC).
- Rothenberg Wealth Management is a member of the Canadian Investor Protection Fund (CIPF). By having an account with RWM, you are eligible for automatic CIPF coverage up to $1 million per account category as follows: general accounts, registered accounts, and RESPs.
About CIPF
CIPF’s mandate is to provide protection to customers of Canadian Investment Regulatory Organization (CIRO) Members who have suffered or may suffer financial losses as a result of the insolvency of CIRO Member. It does not protect investors from market fluctuations on individual securities. For more specific details on this coverage, please visit CIPF or request a brochure from one of our offices.
- Rothenberg Wealth Management is a member of the Canadian Investment Regulatory Organization (CIRO). CIRO actively monitors us for regulatory purposes and ensures we are compliant with all the applicable regulations and laws.
About CIRO
The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.
