About NBIN
Harbourfront has appointed National Bank Independent Network (NBIN) as its carrying broker. National Bank Independent Network (NBIN) is a division of National Bank Financial Inc., an indirect wholly owned subsidiary of National Bank of Canada, a publicly traded company listed on the Toronto Stock Exchange (TSX: NA). Harbourfront is independent of NBIN and has retained NBIN to provide certain record keeping and operational services which may include execution and settlement of securities transactions, custody of securities and cash balances and extension of credit on margin transactions.
- Rothenberg Wealth Management of Harbourfront Wealth Management is a member of the Canadian Investor Protection Fund (CIPF). By having an account with RWM, you are eligible for automatic CIPF coverage up to $1 million per account category as follows: general accounts, registered accounts, and RESPs.
CIPF’s mandate is to provide protection to customers of Canadian Investment Regulatory Organization (CIRO) Members who have suffered or may suffer financial losses as a result of the insolvency of CIRO Member. It does not protect investors from market fluctuations on individual securities. For more specific details on this coverage, please visit CIPF or request a brochure from one of our offices.
- Rothenberg Wealth Management is a trade name of Harbourfront Wealth Management which is a member of the Canadian Investment Regulatory Organization (CIRO).
The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization which overseas all CIRO members investment dealers and trading activity on debt and equity marketplaces in Canada.
